Jun 16, 2025 Trade Surveillance, Fragmentation Fragmented and Failing: The Demise of Split Trade Surveillance Systems In the high-stakes world of modern finance, firms have long been juggling the competing imperatives...
Jun 16, 2025 market abuse, Oil and gas Oil and Gas Markets: The Next Market Manipulation Story? Fixed income - A precursor
Mar 10, 2025 Trade Surveillance What's Going on in Commodity Markets? Part Three ASIC - JP MorganIn this podcast series, we discuss the latest enforcement actions from regulators...
Mar 10, 2025 Trade Surveillance What's Going on in Commodity Markets? Part Two ASIC - Macquarie BankIn this podcast series, we discuss the latest enforcement actions from...
Mar 10, 2025 Trade Surveillance What's Going on in Commodity Markets? Part One CFTC - TOTSA TotalEnergies Trading SA In this podcast series, we discuss the latest enforcement...
Mar 10, 2025 Trade Surveillance From Fragmentation to Integration: Solving Data Governance in Trade Surveillance Large financial institutions often rely on a complex array of trade surveillance systems, many of...
Mar 10, 2025 Trade Surveillance Rethinking Trade Surveillance - Part Two Part Two: The influence of exchange rules on trade surveillance and the reliance on ballooning...
Mar 10, 2025 Trade Surveillance Rethinking Trade Surveillance - Part One Trade surveillance is facing significant challenges due to its traditional reliance on single venue...
Nov 10, 2023 Trade Surveillance Pre-Hedging Disclosure – A Justifiable Defence? This is a follow-up to the previous article – ‘Primary Market Manipulation - An Emerging...
Oct 5, 2023 Trade Surveillance Primary market manipulation - an emerging surveillance risk Until recently, the focus on monitoring market abuse has been applied almost exclusively to trading...
