Jun 16, 2025 Trade Surveillance, Fragmentation Fragmented and Failing: The Demise of Split Trade Surveillance Systems In the high-stakes world of modern finance, firms have long been juggling the competing imperatives...
Mar 10, 2025 Trade Surveillance What's Going on in Commodity Markets? Part Three ASIC - JP MorganIn this podcast series, we discuss the latest enforcement actions from regulators...
Mar 10, 2025 Trade Surveillance What's Going on in Commodity Markets? Part Two ASIC - Macquarie BankIn this podcast series, we discuss the latest enforcement actions from...
Mar 10, 2025 Trade Surveillance What's Going on in Commodity Markets? Part One CFTC - TOTSA TotalEnergies Trading SA In this podcast series, we discuss the latest enforcement...
Mar 10, 2025 Trade Surveillance From Fragmentation to Integration: Solving Data Governance in Trade Surveillance Large financial institutions often rely on a complex array of trade surveillance systems, many of...
Mar 10, 2025 Trade Surveillance Rethinking Trade Surveillance - Part Two Part Two: The influence of exchange rules on trade surveillance and the reliance on ballooning...
Mar 10, 2025 Trade Surveillance Rethinking Trade Surveillance - Part One Trade surveillance is facing significant challenges due to its traditional reliance on single venue...
Nov 10, 2023 Trade Surveillance Pre-Hedging Disclosure – A Justifiable Defence? This is a follow-up to the previous article – ‘Primary Market Manipulation - An Emerging...
Oct 5, 2023 Trade Surveillance Primary market manipulation - an emerging surveillance risk Until recently, the focus on monitoring market abuse has been applied almost exclusively to trading...
Sep 19, 2023 Trade Surveillance What are the key takeaways from global primary market abuse legislation? In addition to understanding how traders operate in financial markets, it is important to consider...
