CaaS - Reporting and analytics platform for financial markets

Financial institutions each have unique surveillance challenges, particularly under shifting regulatory pressure, which means there isn't a one-size-fits-all solution that can address every specific need. Traditionally, firms have tried to address their surveillance gaps by relying on a patchwork of different vendors and by developing their own in-house controls. However, this approach is costly, fragmented, and leaves surveillance teams slow to adapt.

CaaS changes this dynamic by providing a flexible framework for authoring and deploying controls, both bespoke and off-the-shelf. Leveraging TradingHub’s models, CaaS enables you to design tailored solutions that address your specific requirements, while also giving you access to a suite of pre-built controls developed by TradingHub. These can be deployed immediately or customised further to fit your needs. From specialised reports and data extracts from MAST, to the enhancement of existing surveillance controls and the creation of entirely new ones, CaaS ensures your surveillance processes remain agile, consistent, and aligned with your organisation’s unique risk profile.

Capabilities CaaS provides you

Run standard reports

Improve your trade surveillance reporting capabilities by utilising our standard reports such as inbox reports, rejection reports and more.

Define and run custom reports

Satisfy your bespoke requirements by creating and running your own custom reports in line with the criteria you set, such as Trade and Order Link reports, and WORM reports, among others.

Customise existing controls

Tailor existing controls to meet specific requirements that fall outside of the standard TradingHub product framework, such as customised Layering and Spoofing or Front Running controls.

Build your own metrics

Develop your own controls that fall outside of those provided by our products, such as Exchange Rules, Credit Risk Limits and more.

Non-surveillance big data use cases

Utilise our infrastructure and calculation runtime to build custom risk and big data solutions, such as STOR Reporting and Mandate Monitoring, among others.