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Self‑service analytics for reporting and surveillance controls

Financial institutions face unique surveillance challenges, particularly as regulatory expectations evolve. As a result, there is no one-size-fits-all solution that can address every specific need.Traditionally, firms have relied on a patchwork of vendors or built controls in-house to fill gaps. This approach is costly, fragmented, and often leaves surveillance teams slow to adapt as requirements change.

CaaS changes this dynamic by providing a genuinely self-service analytics environment for authoring and deploying controls, both bespoke and off-the-shelf.

 

Leveraging TradingHub’s models, CaaS enables users to design tailored solutions to meet specific requirements, while also providing access to a suite of pre-built controls developed by TradingHub. These can be deployed immediately or customised further as needed.

 

With the introduction of CaaSbot, users can describe what they want to build in plain language, accelerating the creation of reports and custom controls, and reducing reliance on specialist technical resources.

 

From specialised reports and data extracts from MAST, to the enhancement of existing surveillance controls and the creation of entirely new ones, CaaS ensures your surveillance processes remain agile, consistent, and aligned with your organisation’s unique risk profile.

Capabilities CaaS provides you

Flexible reporting — from standard outputs to bespoke analytics

Run ready-made reports or create your own, all within a single environment. From inbox and rejection reports to complex Trade and Order Link analysis and WORM reporting, CaaS gives you full control over how reporting is defined, generated, and adapted.

Customise existing controls

Tailor existing controls to meet specific requirements that fall outside of the standard TradingHub product framework, such as customised Layering and Spoofing or Front Running controls.

Build your own metrics

Develop your own controls that fall outside of those provided by our products, such as Exchange Rules, Credit Risk Limits and more.

Non-surveillance big data use cases

Utilise our infrastructure and calculation runtime to build custom risk and big data solutions, such as STOR Reporting and Mandate Monitoring, among others.

CaaS Use Cases

Download our factsheets to understand the different ways that you can use CaaS.

Get complete customisation

Together we can help you cover your compliance gaps and build risk and big data solutions that save you both time and cost.