We’re thrilled to return to New York for the third RegHub Summit. This year’s event promises even deeper insights and unparalleled opportunities to connect with industry leaders and global regulators.
Watch this short video to see how the Summit brings the surveillance community together, and why you won’t want to miss it.
We’ve put together a diverse mix of sessions designed to inform, inspire, and ignite conversation — including a regulatory fireside chat, expert panel discussions and a case-based debate. Download the full agenda here.
Elad Roisman
Partner, Cravath, Swaine & Moore LLP (Former Acting Chairman of the SEC)
Neil Walker
Executive Chairman, TradingHub
Scott Armstrong
Principal, McGovern Weems
Nader Raja
Partner, Litigation, Moore and Van Allen
Shayne Ganeson
Chief Customer Officer, TradingHub (Moderator)
Christopher Smith
Director - Global Head of Trade and Control Room Surveillance, Barclays
Alexander Posharow
US Head of Surveillance, HSBC
Boris Zeldin
US Chief Compliance Officer, LMR Partners
Tony Main
Head of Relationship Management, TradingHub
Selina Navarro
Senior Relationship Manager, TradingHub (Moderator)
Jon Silverman
Executive Director, Morgan Stanley
Colin Telmer
Global Head of Trade Surveillance, Scotiabank
Tobi Rosenkranz
Chief Product Officer, TradingHub
Katie Rendall
Senior Relationship Manager, TradingHub (Moderator)
Rob Armstrong
Consultant and former OCC Capital Markets Bank Examiner and ex-commodities trader
Kathleen Clapper
Head of Member Compliance and Regulatory Operations, NFA
Gurbir Grewal
Partner, Milbank LLP (Former Director of Enforcement, SEC)
Andrew Waters
Head of Partnerships and Regulatory Strategy, TradingHub (Moderator)
Mike Coats
Chief Executive Officer, TradingHub
Andrew Waters
Head of Partnerships and Regulatory Strategy, TradingHub
Tobi is responsible for the vision and strategy of TradingHub’s product offering. He joined the company in January 2022 following a career at Dresdner and Commerzbank.
Starting with a German banking apprenticeship alongside studying International Management, Tobi worked in Structured Settlements and the Structured Credit Middle Office before joining the trading desk in 2010. He managed various portfolios and trading activities, including correlation book hedging and ABS/CLO investments. In 2016, he moved to the Risk department, ultimately serving as Head of Market Risk for Credit and Equity Products.
Tony leads TradingHub’s global client relationship strategy, ensuring exceptional service and long-term partnerships with its customers.
He began his career at EY, qualifying as a Chartered Accountant before transitioning into investment banking. Tony spent 15 years at Merrill Lynch across emerging markets and fixed-income trading desks and later served as Managing Director at Dresdner Bank, where he ran the equity and credit derivatives structuring business.
He further developed his expertise in financial and commercial deal structuring through roles as a corporate turnaround consultant and expert witness in financial services litigation.
Selina is a Senior Relationship Manager at TradingHub, working with asset manager and bank clients across the UK and US.
Prior to joining TradingHub, she was Sales Director for the Regulatory and Compliance group at S&P Global in London, providing counterparty management software to asset managers and hedge funds. She previously spent 10 years at TIM Group, selling a leading global alpha capture platform while based in both Toronto and London.
Selina graduated with Honours from the University of Toronto with a double major in Biomedical Ethics and Sociology.
Kathleen Clapper is Head of Member Compliance and Regulatory Operations in NFA's Member Oversight Department and has over two decades of experience in compliance and regulatory matters in the listed derivatives and swaps markets. In her current role, she oversees and develops strategic initiatives for the department's regulatory oversight programs as well as Member registration. She also works with NFA's Legal Department to assist with rule and interpretive guidance development.
Prior to joining NFA, Ms. Clapper served as Chief Compliance Officer for R.J. O'Brien & Associates, LLC where she led a team of compliance professionals and directed initiatives to identify and mitigate regulatory risks by building and enhancing supervision and surveillance policies and procedures. She also worked closely with business partners to provide regulatory advice on key strategic projects. Ms. Clapper also spent more than 12 years at CME Group in roles supporting the exchange's self-regulatory organisation functions.
Ms. Clapper received a Bachelor of Science in Accountancy from the University of Illinois at Urbana-Champaign and an MBA from DePaul University. She is a Certified Fraud Examiner and received her Certified Public Accountant license.
Gurbir S. Grewal is a partner in the New York office of Milbank and a member of the firm’s Litigation & Arbitration Group.
Having served as state attorney general, federal prosecutor and securities regulator, Mr. Grewal brings a unique blend of government experience to his representation of clients in regulatory enforcement and white-collar criminal matters, including litigated cases. Before joining Milbank, he served for over three years as Director of the Division of Enforcement of the US Securities & Exchange Commission and previously served, for over three years, as Attorney General of the State of New Jersey.
As SEC Enforcement Director, Mr. Grewal oversaw all investigations, enforcement actions, and litigation conducted by the SEC and supervised a staff of over 1,300 attorneys and accountants nationwide from 2021-2024. During his tenure, the Commission brought over 2,400 enforcement actions, resulting in orders exceeding $20 billion in financial remedies. These included over 100 enforcement actions addressing noncompliance in the crypto space; high-profile enforcement matters protecting investors in private funds from market manipulation and misleading or inadequate disclosures regarding conflicts of interest, fees and valuation; the first trial finding a defendant liable for insider trading in the shares of a peer company; matters involving audit firms and gatekeeper accountability; and a proactive initiative designed to ensure that regulated entities complied with their recordkeeping requirements.
Boris Zeldin is the US Chief Compliance Officer at LMR Partners, a global multi-strategy investment firm founded in 2009 with offices across the United States, Europe, and Asia. LMR employs over 350 professionals worldwide, including nearly 100 in the US, and manages approximately $12 billion on behalf of a diverse institutional client base.
Boris began his career as a white-collar litigator at Proskauer Rose in New York. In 2016, he joined Point72, where he held a variety of senior roles, including Head of Trade Surveillance and Head of Asia Compliance. Prior to joining LMR, Boris led the Legal and Compliance team at Segantii Capital.
Colin Telmer joined Scotiabank in early 2023 and is responsible for the surveillance of the Bank’s trading in equity, fixed income, foreign exchange, and derivatives (listed and OTC) products by the Global Banking and Markets (GBM) and Treasury business units. Prior to joining Scotiabank, Colin held several positions at Barclays including the Global Head of Front Office Surveillance and Accountable Executive for Regulatory Reporting and Controls, head of the Traded Assets Disposal Group Americas in Barclays Non-Core, director in Barclays FX Structuring, as well as the Head of Barclays Foreign Exchange Prime Brokerage business. Colin received his PhD in Econometrics from Queen’s University Canada in 2000.
Chris Smith is currently the Global Head of Trade and Control Surveillance at Barclays and has been with the firm since early 2019. Chris has also seen served a collective 7 years at Citi, which has involved two separate stints that included his introduction to Surveillance where he focused on both building and managing the firms fixed income surveillance portfolio. His time at Citi also includes spending time in Markets on the firms Latin American Bond, CDS and Structured products desk and he has also been responsible for managing a large portions of the firms Credit Middle Office in the US, giving him an extensive front to back view of institutional trading businesses at large tier one banks. In between his stints at Citi, Chris spent 5 years as a fixed income interdealer broker- trading Bonds and Credit Default Swaps. He’s also held additional roles both in and outside of management at Bloomberg and T. Rowe Price.
Elad Roisman is a member of the Corporate Governance and Board Advisory Practice and the Financial Institutions Group (FIG) Practice. Prior to joining Cravath, Mr. Roisman was a Commissioner and Acting Chairman of the U.S. Securities and Exchange Commission (SEC).
Mr. Roisman represents clients on a broad range of complex regulatory and strategic matters. His practice includes advising public and private companies and other SEC registrants on disclosure, compliance, ESG and general corporate law matters. He counsels clients on mergers and acquisitions, capital market transactions and strategic initiatives, as well as on SEC and congressional investigations, exams and inquiries. In addition, Mr. Roisman applies his deep knowledge of market structure regulation to advise fintech companies, exchanges, trading intermediaries and other financial institutions.
As a Commissioner and Acting Chairman of the SEC, Mr. Roisman played an instrumental role in shaping the agency’s rulemaking, enforcement and international work. He led the agency’s efforts to improve the proxy voting process, including amending the rules applicable to shareholder proposals and proxy solicitations. He also helped drive the SEC’s efforts to modernize the regulation of the U.S. equity markets and Treasury markets. Mr. Roisman represented the SEC before the U.S. Congress and other national and international regulatory entities, including the Financial Stability Oversight Council, the International Organization of Securities Commissions and the Financial Stability Board. During his tenure, Mr. Roisman voted on more than one hundred agency rulemakings, opinions, interpretations and guidance documents, and on over 1,000 enforcement actions, including some of the largest cases in the SEC’s history.
Mr. Roisman was appointed to the SEC after serving as Chief Counsel for the U.S. Senate Committee on Banking, Housing, and Urban Affairs, where he helped shepherd major legislation, conducted congressional oversight and investigations, and helped set committee agenda. Previously, he served as Counsel to then SEC Commissioner Daniel M. Gallagher, Chief Counsel at NYSE Euronext and as a corporate lawyer in private practice in New York.
Mr. Roisman is a frequent speaker, published author and thought leader in the areas of market structure, public company disclosure, corporate governance, ESG, fintech, early-stage companies, digital assets and securities regulation.
Mr. Roisman grew up in Israel and New England. He received a B.A. cum laude from Cornell University in 2003 and a J.D. from Boston University School of Law in 2006.
Alex has 25 years of industry experience in regulatory, surveillance, investigation and technology development roles. Prior to his role at HSBC, Alex held previous Americas Head of Surveillance roles with UBS and Credit Suisse Securities (USA) with responsibility for trade and communications surveillance, AML transaction monitoring and conduct monitoring covering Investment Banking, Wealth Management and Asset Management. For the first 17 years of his career, Alex worked at FINRA and various US stock and option exchanges in various surveillance based roles.
Rob is the owner of RMCG Advisors, a consulting business focused on addressing Risk Management, Controls, and Governance issues related to market conduct and trade surveillance at large banks. Rob’s career path has provided him with subject matter expertise across financial and non-financial risk management. He started his career with 20 years as a precious and base metals options trader and desk head at several large banks based in New York and London. In 2015, Rob became a senior capital markets bank examiner at the OCC where he focused supervisory attention and oversight on market conduct and trade surveillance, with initial attention to the FX Consent Order remediation. Rob’s trading experience and regulatory knowledge underpin his ability to evaluate and challenge responses to and remediation of regulatory issues and consult on strengthening internal controls and governance.
Neil is the Executive Chair and co-founder of TradingHub, where he served as CEO from 2010 to 2024. Under his leadership, the company evolved into a global leader in financial technology.
Prior to founding TradingHub, Neil spent 18 years in banking, beginning his career trading interest rate derivatives at Chase Manhattan Bank. He later established the exotic interest rate derivatives business at Bear Stearns in London, led the global structured credit derivatives business at Merrill Lynch, and ultimately headed the Global Credit Trading department at Dresdner Bank.
Neil’s expertise spans trading system design, operational infrastructure, and financial documentation, including contributions to ISDA credit derivatives standards. He also served for five years on the Boards and Risk Committees of LCH.
Join us for a day of insightful content and discussion where we'll delve into the latest and most pertinent topics shaping the surveillance landscape.