RegHub LondonSummit 2024-404>

Yallamundi Rooms, Sydney Opera House 20 May 2025

RegHub Summit Sydney 2025

RegHub LondonSummit 2024-001

RegHub Summit

We are thrilled to be hosting our inaugural RegHub Summit conference in Sydney on the 20th May. The RegHub Summit series brings together senior leaders in trade surveillance, regulation, compliance, and financial market risk for a morning of insightful discussions and networking. 

RegHub Summit Countdown

RegHub Summit Agenda

We have lined up an exciting agenda with fantastic speakers, including a fireside chat, a panel discussion and a presentation on detecting cross-product manipulation in Rates Markets. Download the full agenda here.

 

08:30 - 9:00

Arrival Tea and Coffee

09:00 - 9:05

Welcome Address from TradingHub CEO, Mike Coats

09:05 - 09:35

Regulatory Fireside Chat

09:35 - 10:20

Detection of Cross-Product Manipulation in Rates Markets

We will explore the challenges and types of approach we take to address this complex problem.
10:20 - 11:00

Break

11:00 - 12:00

Panel: Navigating the Challenges of Fixed Income Surveillance

The fixed income market presents a unique landscape for trade surveillance, with its diverse instruments, cross-product risk, and complex risk management practices. In this panel, we will explore these challenges in more detail and examine innovative approaches to navigate this complex asset class, ensuring effective detection and compliance in an increasingly scrutinised environment.
12:00 - 13:00

Networking Lunch

Our Speakers

Find a list of the speakers below

Dior-Loveridge-2-upscaled

Dior Loveridge

Senior Manager, Wholesale Market Intermediary Compliance, ASIC
Andrew-Mamelok-extended

Andrew Mamelok

Head of Surveillance, Westpac

Larry Kirwan

Head of Monitoring and Surveillance, NAB
_Damien-Lee-upscaled-2

Damien Lee

Risk & Regulation, Partner, PwC
Mike Coats

Mike Coats

Chief Executive Officer (CEO), TradingHub
Shayne Ganeson

Shayne Ganeson

Global Head of Relationship Management, TradingHub
Andrew Waters

Andrew Waters

Global Head of Regulatory Affairs, TradingHub
Bronwyn Hill

Bronwyn Hill

Senior Relationship Manager, TradingHub
x
Dior-Loveridge-2-upscaled

Dior Loveridge

Senior Manager, Wholesale Market Intermediary Compliance, ASIC
Dior has over 20 years’ legal and regulatory experience. She started her career as a private practice lawyer, before moving to ASIC in 2007, and has also spent two and half years with a boutique financial services consulting firm providing regulatory risk and compliance expertise to large APRA and ASIC regulated firms. 
 
During her time with ASIC, Dior has held numerous positions across ASIC’s Markets’ portfolio. This includes front-line equity market surveillance, enforcement of market misconduct, licensing and supervision of domestic securities market licensees, and Markets’ legal and policy team. Key pieces of work Dior has contributed to in these roles includes ASIC’s review of dark pools and high frequency trading, market licensing reforms, and Cboe’s establishment of its investment product market. Outside of the Markets portfolio, Dior has also held senior positions in ASIC’s, Financial Services Enforcement, Governance Supervision and Licensing teams.  
 
In her current role at ASIC, Dior is responsible for managing the Wholesale Market Intermediary Compliance team in ASIC’s Markets portfolio. This team has overseen the multi-year BBSW and FX CEUs, and conducts thematic surveillance of wholesale licensee’ compliance with financial services laws in FICC and private markets. Recent publications this team has contributed to include ASIC’s discussion paper on the dynamics between public and private markets, and ASIC’s guidance for market intermediaries on pre-hedging.
x
Andrew-Mamelok-extended

Andrew Mamelok

Head of Surveillance, Westpac

Andrew is the Head of Surveillance for Westpac.  As a seasoned 2nd and 3rd line risk specialist with over a decade of experience, he has successfully led and rolled out surveillance programs in major financial institutions.  His expertise lies in identifying and mitigating risks, ensuring compliance, and enhancing operational efficiency. With a strong background in risk management, he is dedicated to safeguarding organisational integrity and fostering a culture of proactive risk awareness.

x

Larry Kirwan

Head of Monitoring and Surveillance, NAB

25 years Financial Markets experience including 18 years trading across Rates and FX derivative products. The last 7 years building out NAB's Trade Surveillance system as SME on the design/configuration and implementation of a new automated solution.  

x
_Damien-Lee-upscaled-2

Damien Lee

Risk & Regulation, Partner, PwC

Damien is a Partner within the Governance Risk & Compliance practice of PwC with over 20 years of experience working across both assurance and advisory roles within the financial services industry in both Australia and the UK. He specialises in the end-to-end review of front, middle and back-office controls of Financial Markets businesses, with a focus on trade and communications surveillance. Damien has led reviews on behalf of regulators and supported firms respond to regulatory requests in connection with market misconduct and unauthorised trading risks.

x
Mike Coats

Mike Coats

Chief Executive Officer (CEO), TradingHub

Mike is an experienced executive and technology leader with a diverse career spanning over two decades in financial services, technology, and consulting.  

  

After graduating with a degree in Engineering from Cambridge University in 2003, Mike joined the London office of Merrill Lynch. At Merrill, Mike spent his early years in the trading technology space, designing and building systems for the burgeoning credit derivatives market. In 2004, he transitioned to the front office, where he traded credit derivatives, initially at Merrill Lynch and later at Dresdner Bank and Commerzbank. At Commerzbank, he led the exotic credit derivatives desk, gaining extensive experience in both trading and risk management. 

  

In 2010, Mike pivoted from banking to entrepreneurship, founding a consultancy that advised on what was, at the time, the largest credit derivatives unwind in the city. This role further deepened his expertise in financial markets and strategic advisory. 

  

From 2012 to 2024, Mike served as the Chief Technology Officer (CTO) at TradingHub, where he was responsible for overseeing the company’s engineering platform, analytics, and product delivery. His work helped position TradingHub as a leader in the trade surveillance and analytics space. 

  

In 2024, Mike was appointed CEO of TradingHub, where he now leads the company’s overall strategy, driving innovation and spearheading its mission to advance the future of trade surveillance and analytics. 

x
Shayne Ganeson

Shayne Ganeson

Global Head of Relationship Management, TradingHub

Shayne Ganeson is currently Head of Relationship Management at TradingHub. Prior to joining in 2020, Shayne spent over a decade working for global banks in London. At Credit Suisse he advised European quasi-institutional clients on asset allocation and tactical trading strategies, specialising in fixed income markets.

 

Shayne started his career in the Graduate Analyst Program at Morgan Stanley on an institutional desk covering UK and French clients. His responsibilities included developing cross-asset trading strategies and trade execution. He holds a Bachelor of Science (Hons) in Finance and Investment Banking from the University of Reading and is a CFA Charterholder.

x
Andrew Waters

Andrew Waters

Global Head of Regulatory Affairs, TradingHub

Andrew is a surveillance/compliance subject matter expert with over ten years of experience working for major financial institutions and financial regulators. Prior to joining TradingHub as Global Head of Regulatory Affairs, Andrew was the Global Head of fixed income and FX surveillance for UBS. In his time at UBS, he was very involved in the implementation of MAST and the management of the MAST user team. Before joining UBS, Andrew worked for FINRA in New York as an analyst and on-site examiner. After completing his undergraduate degree, he attended law school to complete a Juris Doctorate and is a registered attorney in NY state.   

x
Bronwyn Hill

Bronwyn Hill

Senior Relationship Manager, TradingHub

Bronwyn is a Senior Relationship Manager at TradingHub, focusing on the Australian markets. She brings extensive experience in risk and compliance across financial institutions, market operators, and regulatory bodies. 

 

Prior to TradingHub, Bronwyn was a risk and compliance consultant at IBM/Promontory, advising banks and market participants on risk and compliance management frameworks. Before that, she worked at Deutsche Bank AG, developing a Line 2 control testing framework to assess non-financial risk controls. 

 

Bronwyn began her career in regulatory oversight at ASIC’s Market Supervision unit, where she was responsible for frontline supervision of licensed equities and futures markets. She also held roles at ASX and ASX 24. She is currently a member of ASIC’s Markets Disciplinary Panel, overseeing disciplinary actions for breaches of Market Integrity Rules.

 

Bronwyn holds a Bachelor of Economics from Macquarie University in Sydney, Australia. 

0 +
Attendees in 2024
0 +
Attendees Expected in 2025
0
Speakers in 2025
0
Topics in 2025
RegHub Sydney flyer cover

Join us

Join us for a morning of insightful content and discussion where we'll delve into the latest and most pertinent topics shaping the surveillance landscape.

RegHub Summit Location