Jamie joined the FSA/FCA in October 2007 following ten years as an industry lobbyist. At the FCA, he has held a number of roles across consumer affairs, supervision, risk and markets, holding senior leadership roles in Retail Banking Supervision, Risk & Compliance Oversight and Market Oversight. He was the deputy accountable executive for MiFID II implementation in the UK and the accountable executive for the project onshoring the MiFID regime in the UK in preparation for Brexit. He is currently Head of Secondary Market Oversight, responsible for discharging the FCA’s duties under MiFID and MAR in secondary markets.

Jon Kroeper is Former Executive Vice President Former Executive Vice President, Equities & Fixed Income Surveillance at FINRA. Prior to joining FINRA's predecessor NASD in early 2007, Mr. Kroeper served as Counsel to U.S. Securities and Exchange Commission Chairman Chris Cox in 2006 and 2007, and Counsel to Commissioner Paul S. Atkins in 2005. From 2000 to 2005, Mr. Kroeper was First Vice President and Associate General Counsel for Instinet Group Incorporated. Mr. Kroeper began his career at the U.S. Securities and Exchange Commission in 1994, serving as a senior counsel in the Division of Market Regulation and subsequently as Counsel to Commissioner Laura S. Unger.

Mr. Kroeper received a bachelor's degree from Georgetown University and a law degree, cum laude, from Chicago-Kent College of Law.

Andrew joined BofA to head GM Business Controls globally in October 2021 from BNPP, where, over four years, he built and ran their global Front Office Conduct & Surveillance (FOCS) team. Prior to joining BNPP, Andrew worked at the FCA for four years, where he was integral to the FX investigations and was the Lead Specialist on the FCA’s FX Remediation Programme, which lasted 15 months. Andrew then managed the Wholesale Banks Supervision Sector team, which, given the asset class skills of individuals within his team, was the first point of contact for large banks facing potential misconduct issues. 

Prior to the FCA, Andrew had a 27-year career in the Front Office: 15 years at Citibank and three years at Erste Bank, where he was Global Head of FX and Proprietary Trading, as well as time spent at Deutsche Bank, Mizuho, RBC and BTMU in various managerial and trading roles.

Steve Clark is Global Head of ISG and MSIM Trade Surveillance, responsible for leading Morgan Stanley’s trade surveillance programs for the Firm’s institutional securities and investment management businesses. In addition to his trade surveillance responsibilities, Steve is Morgan Stanley’s EMEA Compliance lead for communications surveillance and regulatory enquiries.  

Steve joined Morgan Stanley in 2008 and has held a number of roles in Compliance, including co-heading EMEA Control Group and Compliance coverage for EMEA investment and merchant banking.  Prior to Morgan Stanley Steve worked at the UK Financial Services Authority.  Steve holds a BA in Economics and the CISI Diploma. 

Steve Clark is Global Head of ISG and MSIM Trade Surveillance, responsible for leading Morgan Stanley’s trade surveillance programs for the Firm’s institutional securities and investment management businesses. In addition to his trade surveillance responsibilities, Steve is Morgan Stanley’s EMEA Compliance lead for communications surveillance and regulatory enquiries.  

Steve joined Morgan Stanley in 2008 and has held a number of roles in Compliance, including co-heading EMEA Control Group and Compliance coverage for EMEA investment and merchant banking.  Prior to Morgan Stanley Steve worked at the UK Financial Services Authority.  Steve holds a BA in Economics and the CISI Diploma. 

Tobi is responsible for the design and delivery of the LGIM Compliance Surveillance Annual Plan (CSAP) and Global Market Conduct Framework. The CSAP supports the LGIM(H) regulated entities globally by providing second-line oversight for Market Conduct, Conflicts of Interest and Customer Outcomes. Tobi has been responsible for delivering best-in-class tooling to analyse LGIM’s order, trade, and communications flow to identify potentially suspicious or anomalous activity. Tobi joined the LGIM Performance team as an intern in 2008 and has since held roles in the LGIM Investment Risk and LGIM Compliance Monitoring. Tobi holds a BA (Hons) in French from the University of Reading.

Robert works in the Market Abuse Surveillance Supervision team at the FCA, their primary function is supervision of the STOR regime. He has been with the FCA for 7 years and prior to that he was an equity derivatives trader at a number of investment banks and trading firms.

Ruk is a partner in PwC’s financial services practice. Over the course of his career, Ruk has principally worked for large banking institutions, advising them through significant economic uncertainty or regulatory reform. Ruk founded PwC’s market abuse and surveillance practice and is co-leader of this business. Ruk has deep subject matter expertise and understanding of market abuse regulation, and is PwC’s thought leader in this area. He has led several regulatory reviews concerning Front Office conduct in the trading environment, market abuse and surveillance focused reviews, and other assessments performed on behalf of regulators. Ruk was the primary advisor to the Financial Services Markets Standards Board (FMSB), a standard setting body comprising a number of the largest global banks, asset managers and brokers, in relation to their development of industry standards for mitigating market abuse risk through effective surveillance. Ruk also co-authored the PwC Market Abuse and Surveillance Survey 2016, 2019, 2021 and 2023, which provides insight that has set the standard for the industry. 

Selina is a Senior Relationship Manager at TradingHub, primarily responsible for managing Asset Managers and Hedge Funds customers globally. Prior to TradingHub, Selina was Sales Director for the Regulatory and Compliance group at S&P Global in London, selling counterparty management software to Asset Managers and Hedge Funds in Europe. Selina joined S&P after spending 10 years selling a leading global alpha capture platform with TIM Group, having split her time between Toronto and London. Selina graduated with Honors from the University of Toronto with a double major in Biomedical Ethics and Sociology. 

Following a degree in mathematics and ten years as an officer in the Royal Navy, Alan joined the Ministry of Defence in 1989, where, for 26 years, he worked on a range of national security issues, with a focus on counter-terrorism.

In 2003 he set up and led the Joint Terrorism Analysis Centre (JTAC), the UK’s first multi-agency, all source terrorism analysis centre and one of the UK security and intelligence community’s most significant structural responses to the 9/11 attacks. Shortly after, he was made a Commander of the Order of the British Empire.

Having played a leading role in ensuring a safe and secure London Olympics in 2012 and shaping the UK’s response to the subsequent evolving threat from ISIL, Alan left government service in 2016 to take up the role of Global Head of Surveillance at HSBC.

From 2016-2020 Alan led HSBC’s efforts to transform from siloed rules-based market abuse surveillance to a global cross-asset class risk and behaviour-based model.

Since 2021, he has been consulting for a range of firms that develop software to mitigate market abuse and related risks.

Neil has been CEO and co-founder of TradingHub since 2010, running a rapidly expanding company with a global footprint. Neil has 18 years of banking experience from initially trading interest rate derivatives at Chase Manhattan Bank to setting up the exotic interest rate derivatives business at Bear Stearns in London before moving to Merrill Lynch and running the global structured credit derivatives business and then ultimately running the Global Credit Trading department at Dresdner Bank. Neil’s experience extends to designing and implementing trading systems, working with middle and back-office personnel and negotiating the credit derivatives documentation. Whilst building TradingHub over the last thirteen years, Neil spent five years serving on the Boards and Risk Committees of LCH.

Mike graduated from Cambridge University in 2003 with a degree in Engineering. He then joined the city, initially working for a year at Merrill Lynch, designing and building trading systems for the growing credit derivative business. In 2004, Michael moved to the front office where he traded credit derivatives, firstly at Merrill Lynch and subsequently at Dresdner Bank and Commerzbank. At Commerzbank, he ran the exotic credit derivatives desk. Michael left the banking industry in 2010 to set up a consultancy company that advised on what was, at the time, the largest credit derivatives unwind in the city. Since 2012, Michael has been the CTO at TradingHub, where he is responsible for the engineering platform, analytics and product delivery. 

Katie is a Proposition Manager at TradingHub, overseeing the product propositions and strategy and works closely with the engineering department as well as our Relationship Managers to understand how TradingHub can provide a best-in-class offering to customers. Prior to this, Katie was the Product Manager of AMLA, a financial markets anti-money laundering monitoring tool, where she oversaw the product strategy, proposition, and development pipeline. Prior to joining TradingHub, Katie worked as a financial consultant and spent some time at Goldman Sachs Asset Management working within middle office. 

Shayne Ganeson is currently Head of Relationship Management at TradingHub. Prior to joining in 2020, Shayne spent over a decade working for global banks in London. At Credit Suisse he advised European quasi-institutional clients on asset allocation and tactical trading strategies, specialising in fixed income markets.

Shayne started his career in the Graduate Analyst Program at Morgan Stanley on an institutional desk covering UK and French clients. His responsibilities included developing cross-asset trading strategies and trade execution. He holds a Bachelor of Science (Hons) in Finance and Investment Banking from the University of Reading and is a CFA Charterholder.

Mark currently works at TradingHub as Head of EMEA Relationship Management, having accumulated 24 years of experience in Fixed Income and Credit Trading and Distribution. Previously, he was at Liquidnet for over eight years, initially in UK Sales and ultimately taking responsibility for Product Development for both the Dark Pool and Primary Markets Business. Prior to Liquidnet, he spent over two years as an MD at HSBC in London, running UK Credit Sales. This was a continuation of his 12 years at Morgan Stanley, principally in sales but also drawing on experience in the credit structuring and research teams. Mark holds a BA in Natural Sciences (Physics) from the University of Cambridge and a PhD in Geophysics from Harvard University.

Ed is Head of TradingHub’s Professional Services team and joined TradingHub in 2019. For almost 20 years, Ed held various roles in fixed income and credit trading at Merrill Lynch, Barclays and Commerzbank. Before joining TradingHub, Ed was responsible for the trading, portfolio strategy and quant teams in Commerzbank’s Credit Portfolio Management division. Ed holds a degree in Mathematics from Oxford University.