RegHub Summit London 2023

Since the introduction of MAR in 2016, how well have firms adapted their surveillance controls to ensure compliance with MAR, and where do further improvements need to be made?

Confirmed panellists:

1. Sarah Hone, Manager Market / Surveillance Team, FCA.
2. Paul Clulow-Phillips, Managing Director, Global Head of Surveillance, Société Générale.
3. Andrew Waters, Global Head of Regulatory Affairs, TradingHub.
4. Alan Lovell CBE, Consultant and ex-Global Head of Surveillance at HSBC (Moderator).

A rise in enforcement actions related to primary market manipulation has shown the emergence of a potentially significant surveillance risk. Is this risk receiving enough attention from the vendor community and surveillance teams in financial institutions? 

Confirmed panellists:

1. Andrew Brodie, Managing Director, Global Head of GM Business Controls, Bank of America.
2. Robert Hammond, Managing Director, Global Head of Front Office Conduct Surveillance, BNP Paribas Bank.
3. Lucas Ocelewicz, Partner, Banking Risk, KPMG.
4. Hannes Ortner, Manager – FICC Market Abuse SMO 
   Enforcement and Market Oversight, FCA.
5. Mike Coats, Chief Technology Officer, TradingHub.
6. Alan Lovell CBE, Consultant and ex-Global Head of Surveillance at HSBC (Moderator).