TradingHub Insights

In Plain Sight: Part 3

Written by Neil Walker | Mar 10, 2025

ASIC - JP Morgan

In this podcast series, we discuss the latest enforcement actions from regulators worldwide and the most pressing topics impacting the surveillance industry.

This episode explores the ASIC infringement notice against a Tier 1 investment bank over suspicious client trading activity in the Australian wheat futures market. We discuss the case's key lessons for surveillance teams, illiquid markets and gatekeeper responsibilities.