The 2023 Report on FINRA’s Examination and Risk Monitoring Program provides a great level of insight into findings from the recent oversight activities of FINRA’s Member Supervision, Market Regulation and Enforcement programmes. We have produced a matrix detailing the coverage that our Market Abuse Surveillance Tool (MAST) provides alongside these findings.

Please fill out the form to download the matrix. You will also receive a confirmation email with a link to the document.